Cardioprotection by Bioactive Polyphenols: A Strategic View

Review Article

Austin J Cardiovasc Dis Atherosclerosis. 2018; 5(1): 1034.

Cardioprotection by Bioactive Polyphenols: A Strategic View

Chu AJ*

Department of Surgery, School of Medicine, Wayne State University, Detroit, USA

*Corresponding author: Arthur J. Chu, Department of Surgery, School of Medicine, Wayne State University, Detroit, USA

Received: February 15, 2018; Accepted: March 23, 2018; Published: March 30, 2018

Abstract

Cardiovascular disease (CVD) remains one causing most mortality worldwide. Common CVD risks include oxidative stress, hyperlipidemia, endothelial dysfunction, thrombosis, hypertension, hyperhomocysteinemia, inflammation, diabetes, obesity, physical inactivity, and genetic factors. Among which, lifestyle changes including diets are modifiable CVD risks, becoming the first line of prevention prior to any medication. In the past decades, the USDA, the American Heart Association, the American Nutrition Association, the Academy of Nutrition and Dietetics, and many other health organizations have launched five colors daily with vegetable and fruit consumption for human health. Lipophilic polyphenols, phytochemicals rich in vegetables and fruits, show classical antioxidation (e.g., radical-scavenging, metal chelating, NOX inhibition, attenuation on mitochondrial respiration, inhibition on xanthine oxidase, and upregulations on endogenous antioxidant enzymes), multiple effects on cell signaling (e.g., AMPK activation, SirT1 activation, eNOS activation, FOXO activation, NFkB inactivation, PI3K/AkT inhibition, mTORC1 inhibition, ERK inhibition, JAK/STAT inhibition, IKK/JNK inhibition, PDE inhibition, a-catenin inactivation, downregulation on TLR expression, ACE inhibition, adiponectin elevation, attenuated ET-1 production, and K+ channel activation), and many other biological actions (e.g., inhibition on a-glucosidase, anticoagulation, upregulation on paraoxonase 1, PAI-1 downregulation, tPA upregulation, epigenetic modulation, and altered gut microbiota). Accordingly, polyphenols multiple-targeting CVD risks and progression (Graphic summary) could offer broad range of cardioprotection from atherosclerosis, hypertrophy, arrhythmia, angina, heart failure, etc.

Keywords: Polyphenol; Anti-Oxidation; Cardiovascular Disease; Hyperlipidemia; Inflammation; Diabetes; Obesity; Cell Signaling; AMPK; Mtorc1; PI3K; FOXO

Abbreviations

ACC: Acetyl-CoA Carboxylase; ACE: Angiotensin Converting Enzyme; AF: Atrial Fibrillation; AGE: Advanced Glycation End- Product; Aκt: Protein Kinase B; AMPK: AMP-Activated Protein Kinase; ANGPTL: Angiopoietin-Like; AP-1: Activated Protein-1; APC: Activated Protein C; Apo: Apolipoprotein; aPTT: Activated Partial Thrombin Time; AT III: Antithrombin; AT: Angiotensin; AXL: Receptor Tyrosine Kinase AXL (Anexelekto; Uncontrolled); BAS: Bile Acid Sequestrants; BP: Blood Pressure; C/REBP: cAMP Response Element-Binding Protein; cAMP: Cyclic Adenosine Monophosphate; cGMP: Cyclic Guanosine Monophosphate; CM: Chylomicron; COX: Cyclooxygenase; CRP: C-Reactive Protein; CVD: Cardiovascular Disease; DHA: Docosahexaenoic Acid; DPP- 4: Dipeptidyl Peptidase 4; EC: Endothelial Cell; ECM: Extracellular Matrix; EGC: Epigallocatechin; EGCG: EGC Gallates; EPA: Eicosapentaenoic Acid; ERK: Extracellular Signal Regulated Kinase; ET: Endothelin; FAS: Fatty Acid Synthase; FBG: Fibrinogen; FH: Familial Hypercholesterolemia; FIIa: Thrombin; FOXO: Forkhead Box O; GAS6: Growth Arrest-Specific 6 Protein; GC: Gallocatechin; GI: Gastrointestine; GLP-1: Glucogan-Like Protein-1; GP: Glycoprotein; GPIHBP1: Glycosylphosphatidylinositol-Anchored High-Density Lipoprotein Binding Protein 1; GPx1: Glutathione Peroxidase 1; GSH: Reduced Glutathione; GSK3ß: Glycogen Synthase Kinase 3ß; Hb: Hemoglobin; HDL: High Density Lipoprotein; HDL-C: HDLCholesterol; HF: Heart Failure; HIF: Hypoxia Inducible Factor; HMGB1: High Mobility Group Box 1; HO-1: Heme Oxygenase-1; HSL: Hormone Sensitive Lipase; HSYA: Hydroxysafflor Yellow A; Hyper TG: Hypertriglyceridemia; I/R: Ischemia/Reperfusion; Idol: Inducible Degrader Of LDLR; IFN: Interferon; IκB: Inhibitor Kappa B; IKK: IκB Kinase; IL: Interleukin; iNOS: Inducible NOS; IRS: Insulin Receptor Substrate; IsoP: Isoprostane; JAK: Janus Kinase; JNK: Jun N-Terminus Kinase; LDL: Low Density Lipoprotein; LDL-C: LDL-Cholesterol; LDLR: LDL Receptor; LMWH: Low- Molecular-Weight Heparin; Lp[a]: Lipoprotein [a]; LPL: Lipoprotein Lipase; LV: Left Ventricular; LX: Lipoxin; mAB: Monoclonal Antibody; MAPK: Mitogen-Activated Protein Kinase; MCP-1: Monocyte Chemoattractant Protein 1; MI: Myocardial Infarction; miR: MicroRNA; MMP: Matrix Metalloproteases; mTORC: Mammalian/Mechanistic Target Of Rapamycin Complex; MTP: Microsomal Triglyceride Transfer Protein; MF: Macrophage ; NFAT: Nuclear Factor Activated T; NFκB: Nuclear Factor Kappa B; NLRP: NOD-Like Receptor Protein; NOS: Nitric Oxide Synthase; NOX: NADPH Oxidase; Nrf2: Nuclear Factor Erythroid 2-Related Factor 2; NSAID: Non-Steroid Anti-Inflammatory Drug; NT-ProBNP: N-Terminal Pro–Brain Natriuretic Peptide; OxLDL: Oxidized LDL; PAF: Platelet Activating Factor; PAI: Plasminogen Activator Inhibitor; PAR: Protease-Activated Receptor; PCSK: Proprotein Convertase Subtilisin Kexin; PDE: Phosphate Diesterase; PGC-1a: Peroxisome Proliferator-Activated Receptor Coactivator; PGE2: Prostaglandin E2; PGI2: Prostacyclin; PI3K: Phosphatidylinositol 3-Kinase; PPAR: Peroxisome Proliferator-Activated Receptor; PT: Partial Thrombin Time; PTEN: Phosphatase and Tensin Homolog; RAAS: Rennin-Angiotensin-Aldosterone-System; RCT: Reverse Cholesterol Transport; ROS: Reactive Oxygen Species; Rv: Resolving; SCFA: Short Chain Fatty Acid; sGC: Soluble Guanylate Cyclase; SirT: Sirtuins; SOD: Superoxide Dismutase; SREBP: Sterol Response Element Binding Protein; STAT: Signal Transducer and Activator of Transcription; SVEP1: Sushi, Von Willebrand Factor Type A, EGF and Pentraxin Domain Containing 1; TAFI: Thrombin Activatable Fibrinolysis Inhibitor; TF: Tissue Factor ; TFPI: TF Pathway Inhibitor; TG: Triglyceride ; TLR: Toll-Like Receptor ; TMA: Trimethylamine; tPA: Tissue Plasminogen Activator; Treg: Regulatory T Cells; TSC: Tuberous Sclerosis Complex; TT: Thrombin Time; TxA2: Thromboxane A2; UCP1: Uncoupling Protein 1; VLDL: Very Low Density Lipoprotein; VSMC: Vascular Smooth Muscle Cell; vWF: Von Willebrand Factor

Introduction

In retrospect, the twentieth century marked cardiovascular disease (CVD) as the most common mortality in US, which reached a peak-high death rate of nearly 350 deaths per 100,000 populations around 1950s to 1970s followed by progressive modest reductions. A meta-analysis by the CDC has reported nearly 45% falling deaths from CVD (e.g., myocardial infarction (MI), heart failure (HF), unstable/ chronic angina) in US between 1980 and 2000 [1], which is followed by an unchanging/flattening trend of cardiovascular mortality thereafter. The cardioprotection has been almost equally attributed to pharmaceutical treatments (47%) and risk-factor reductions (44%) [1]. The treatments have resulted from resuscitation, thrombolysis, aspirin, statins, ß- blockers, ACE inhibitors, warfarin, etc. while lifestyle changes have involved initial and primary cardioprotection. The reduced prevalence of major CVD a risk has included reductions in total cholesterol, systolic blood pressure, smoking, and physical inactivity. However, increases in MBI and diabetes have hiked the deaths by 8% and 10%, respectively.

Similarly, National Health and Nutrition Examination Survey [2] revealed significant decreases in overall prevalence of coronary heart disease (CHD) from 10.3% to 8.0% in the US population between 2001 and 2012 among aged >40 years, which included angina and MI declines from 7.8% to 5.5% and from 5.5% to 4.7%, respectively.

It is also proposed that a healthy lifestyle (no current smoking, no obesity, regular physical activity, and a healthy diet) could offset an elevated genetic risk for coronary artery disease. Diet is one of modifiable CVD risk factors; it becomes the first consideration for cardiovascular health. Accordingly, dietary therapy is the first line prior to any medication. Typical nutritional modifications of CVD risk factors could involve enhanced endothelial NO production (by arginine, antioxidants: CoQ10, lipoic acid, vitamin C/E, glutathione, and eNOS cofactors: B2, B3, BH4, folate), protection from LDL oxidation (by antioxidants, vitamin C/E, ß-carotene), lipid lowering (by conjugated linoleic acid, n-3 FAs), and lowered plasma homocysteine (by B6, B12, folate) [3]. For instance, B3 not only increases HDL-C by 30%, but also significantly lowers lipoprotein [a] (Lp[a]).

The French paradox certainly underscores the benefits of phytochemicals (e.g., polyphenols) in cardioprotection; ever since, it has surged in-depth basic research and clinical trials for diverse disease prevention and intervention beyond CVD including cancers, diabetes, neurodegenerative and inflammatory diseases, etc. This review briefly summaries major CVD types, risks, and typical pharmacological treatments followed by reviewing polyphenols, a significant group of bioactive compounds in phytochemical superfamily, that multiply target CVD risks, readily conferring broad cardioprotection and benefits to CVD.

Common CVD

CVD, a non-communicable disease, presents a group of disorders of the heart (e.g., HF, MI, hypertrophy, arrhythmia including atrial fibrillation (AF), etc.) and blood vessels (vascular diseases: e.g., atherosclerosis, hypertension, and thrombosis). HF, cardiomyopathy, and cardiac arrhythmia often involve increased [Ca+2]i and abnormal myocyte Ca+2 signaling, while cardiomyocytes apoptosis mediates HF. Lack of cardiac energy involving defects in substrate (e.g., fatty acid, glucose) utilization, mitochondrial oxidative phosphorylation, and ATP transfer also plays a contributing role, being recognized as a chemical nature of HF. The interplays among different major CVD types (atherosclerosis, MI, cardiac hypertrophy, arrhythmia, AF, HF) forming feed-forward loops make CVD so complicated. As a metabolic syndrome, CVD significantly overlaps with other members including diabetes, obesity, and non-alcoholic fatty liver disease, exhibiting diverse risks and complexity.

Atherosclerosis

Atherosclerosis is a disease of the large arteries, which is a major cause of CVD conferring HF. It is characterized by the accumulation of cholesteryl esters, microphages (MF), and fibrous elements in the intima. The rupture of such lesions can result in MI and the formation of thrombi, which in turn leads to HF. Apart from the lipid hypothesis of cholesterol accumulation, atherogenic risks include oxidative stress, infection, inflammation, shear stress, endothelial dysfunction, homocysteine, diabetes, obesity, and genetic factors.

It has long been established that there are three distinct phases for atherogenesis: fatty streak formation and fibrous cap formation followed by plaque rupture. Vascular cells (monocytes, VECs, VSMCs, platelets, etc.) and immune cells (e.g., MFs, leukocytes, neutrophils, mast cells, DCs, T/B lymphocytes, etc.) all participate in atherogenic progression [4]. Initially, circulating monocytes enter intima and differentiate into MFs. MF proliferation and accumulation takes up cholesterol/OxLDL-C to form foam cells within the lesion, playing a major role in progression and worsening of atherosclerosis. MF colony stimulating factor likely promotes such MF proliferation and accumulation; MFs play significant roles in atherosclerosis severity and its progression into MI and HF. While MF cholesterol efflux could lead to regression of plaque formation, MF apoptosis decreases collagen synthesis (VSMC apoptosis) and thins fibrous cap, triggering rupture and thrombosis. It is proposed that MF retention in the lesions favors atherogenic progression [5]. Furthermore, MF polarization also plays important roles [6]. For instance, M0 MFs express CD163 (a hemoglobin (Hb) receptor) leading to heme oxygenase-1 (HO-1) activation, while CD36/SR-A expression is responsible for OxLDL uptake. M1-derived MMP1/3/9 promotes matrix remodeling, fibrous cap thinning, and plaque rupture. M2-derived cytokines (IL-1/4/13/10) and vitamin D reduce EC activation via their antiinflammatory effects. The cytokines promote VSMC activation/proliferation, and favor Th2 and Treg development. Moreover, M2 MFs are responsible for suppressed foam cell formation, reduced plaque cholesterol uptake, and reverse cholesterol transport (RCT) as well as wound repair and tissue remodeling. M4 MFs lead to EC activation/dysfunction as well as VSMC activation without enough OxLDL and Hb uptake, correlating to plaque instability/vulnerability.

VSMC proliferation in response to cytokines (e.g., TNF, ILs), adhesion molecules (e.g., VCAM-1, ICAM-1), growth factors (e.g., PDGF) in concert with collagen formation and MMPs play central events in the 2nd phase of fibrous cap formation. VSMC migration into the neointima and its interaction with EC at lesion-prone sites might trigger an inflammatory response in the vessel wall early in the genesis of atherosclerosis and contribute to destabilization of advanced atherosclerotic lesions. Atherosclerosis could continually progress into MI following lesion rupture of the phase III.

In summary, atherogenesis is promoted by decreased NO, increased adhesion molecules (e.g., VCAM-1, ICAM-1), cytokines (e.g., TNF, IL-1), oxidative stress, growth factors (e.g., PDGF), MMP, and ET-1.

Myocardial infarction

Occluded artery per se results in insufficient oxygen supply (ischemia) to myocardium, changing cellular and extracellular components and manifesting at the tissue level of altered wall structure, chamber geometry, and pump function. In this regard, ROS essentially plays an important role in MI development [7] following ischemia injury. Type 1 MI occurs with coronary thrombosis, whereas Type 2 MI with high mortality results from myocardial ischemia. Subsequent re-introduction of oxygen (reperfusion), however, leads to extensive membrane damage and apoptotic or necrotic tissue death during cardiac infarction, manifesting as profound consequence. In addition, MI is the most commom major vascular complication after non-cardiac surgery that often leads to platelet activation for thrombus formation.

In post-MI, inflammatory phase (e.g., MF and neutrophil infiltration) initiates wound healing (e.g., fibroblast and EC activation) and scarring (e.g., fibrosis; excessive ECM accumulation). Stable scar and adverse remodeling could contract heart muscle and lead to congestive HF. Following MI, peripheral blood monocytes in response to chemotactic factors (e.g., MCP-1) migrate into infarcted myocardium and differentiate into MFs that play major roles in phagocytosis (e.g., necrotic myocytes), efferocytosis (e.g., apoptotic neutrophils), cytokine/chemokine/growth factor production, and angiogenesis. Similar to atherogenic proceeding, MFs play dictating roles in post-MI. Depending on MF polarization, proinflammatory

M1 MFs favor inflammation which drives wound healing and ECM destruction (e.g., MMP-9 production); whereas, antiinflammatory M2 MFs prefer ECM reconstruction and angiogenesis. M1 and M2 polarization are reversible and mutually suppress each other.

Thus, MFs become targets for determining MI outcomes. Diverse MF cytokines/chemokines/growth factors/angiogenic molecules (e.g., TGFß1) activate cardiac fibroblasts into myofibroblasts that pave the ways to either wound healing or scarring (fibrosis). Myofibroblasts drive aggressive remodeling of the ECM and wound contraction, enabling rapid and effective repair of the cardiac interstitium [8] for determining MI outcomes. Furthermore, MF-derived angiotensin converting enzyme (ACE) could involve the risk of recurrent MI with left ventricular (LV) dysfunction.

Cardiac hypertrophy

Cardiac hypertrophy (increase in size with diminished contractile), especially LV hypertrophy, significantly contributes to HF. Although exercise, pregnancy, or even big meals could lead to physiological hypertrophy of normal cardiac enlargement/ remodeling, pathological hypertrophy is strictly attributed to stresses (e.g., oxidative stress, inflammation, hypertension, myocardial injury, neuro-activation/stimulation, etc.).

Either activation of PI3K/AkT/mTOR signaling by insulin/ adipokine or PPAR complex (PGC1a and RXR) upregulation on transcription and protein synthesis by high fat (especially saturated) could mediate hypertrophy in the context of the hypertrophic pathogenesis of cardiac growth as the consequence of enhanced protein synthesis. Specifically, enhanced protein synthesis results from nuclear signaling involving ß-catenin/Wnt-dependent or calcineurin/nuclear factor activated T cell (NFAT) pathways. For instance, endothelial dysfunction with AT-II or ET-1 elevation induces increase in [Ca+2]i to activate calcineurin (PP2B) that dephosphorylates NFAT for its nuclear import proceeding with gene upregulation, thus manifesting as hypertrophy. Similarly, nuclear import of catenin results in hypertrophy. Pressure overload-mediated Notch signaling is also proposed to lead to cardiac hypertrophy [9]. In contrast, FOXO nuclear import promotes atrophic gene (atrogene) expression (e.g., atrogin-1), thereby repressing cardiac growth. AkT phosphorylates FOXO for nuclear exclusion to dampen FOXO antihypertrophic action [10,11]. Class II or class I DHAC respectively turns on or off hypertrophic gene expression [12].

Regarding to inflammatory responses such as MEK/ERK activation [13] or TNF-mediated ROS [14], the resulting NFkB activation triggers hypertrophic gene expression. Similarly, ROS mediates Ras/Rac effect on hypertrophy. As a downstream event of hypertension, endothelial dysfunction in response to elevated ATII, ET-1, or homocysteine also involving ROS plays a contributing role. Accordingly, AT-II also leads to the development of myocardial hypertrophy. So does reduced NO in endothelial dysfunction per se promotes such; NO activates soluble gaunylate cyclase (sGC) for cGMP formation and cGMP and PKG are negative regulators for cardio-hypertrophy. cGMP causes Ca+2 effluxes, resulting in VSMC relaxation, while PKG phosphorylates myosin phosphatase to actually dephosphorylate myosin, promoting contractile. In addition, catecholamine induces myocardial hypertrophy. Biochemically, alteration in membrane lipid composition (e.g., PIP2) of cardiac myocytes could participate in cardiac hypertrophy, cardiomyopathy, and infarction; PIP2 could stimulate inward racfying K+ channel with enhanced conduction due to favored intercellular coupling. By activating TNF-a -associated calcineurin-NFAT signaling, TxA2 mediates iron-overload cardiomyopathy.

Arrhythmia

Arrhythmia often presents as atrial and ventricular fibrillation with abnormal electrical activity (either individual cell’s electrophysiology or cell-to-cell propagation) of the heart recorded on electrocardiogram. Arrhythmia could result from abnormalities in impulse initiation (triggered activity, automaticity) and conduction (reentry) with a wide variety of abnormalities including myocardial scar, atrial fibosis, adrenergic surge, inflammation, acute ischemia, wall tension due to stretch and drug reactions, genetic factors, etc. Disrupted ion channel activities appear to be the common mechanistic contributor to arrhythmia or even arrhythmic sudden death (e.g., Na+ channel). Arrhythmia (e.g., AF) and HF are mutual cause or result for each other. AF often occurs in association with acquired diseases such as hypertension and valvular heart disease. Arrhythmia also often complicates MI, while AF appreciably increases risks for stroke and HF.

Mitochondrial dysfunction with impaired intracellular ion homeostasis could adversely affect cardiac electrical function, while reduced ATP production and excessive ROS generation could result in increased propensity to cardiac arrhythmias [15]. Catecholamine is known to induce arrhythmias. Mutations in ryanodine receptor modulating [Ca+2] i also trigger cardiac arrhythmias.

AF is the most common sustained cardiac arrhythmia, which is attributed to atrial structural remodeling (e.g., fibrosis) associated with congestive HF. NADPH oxidase (NOX) plays a pathogenic role in AF [16,17]. Left atrial fibrosis is prominent in AF. Atrial fibrosis increases vulnerability to AF, involving elevated AT-II with increased ERK activation and overexpression of atrial TGFß1. While alcohol consumption posing AF risk, numerous genetic factors contribute to AF pathogenesis involving subunits of K+ or Na+ channels, sarcolipin gene, (RAAS) gene, connexin-40 gene, eNOS gene, and IL-10 gene.

Heart failure

HF characterized with heart chamber dilatation and contractile dysfunction fails to supply enough blood to tissues manifesting severe fatigue, shortness of breath, fluid retention, and ultimately multiple organ failures and death. Many late-stage HFs manifest as arrhythmia (abnormal heart rhythm) and sudden cardiac death.

HF is heterogeneous [18] resulting from lack of cardiac energy, ischemia/reperfusion (I/R), myocardial cell apoptosis/cell death/ necrosis, cardiac hypertrophy of sustained overload, enhanced fibrosis, and/or defect in contractile machinery (Ca+2 cycling of impaired Ca+2 homeostasis), most of which are also of predisposition among each others. HF also generally involves hemodynamic as well as neurohormonal components such as elevated levels of N-terminal pro– brain natriuretic peptide (NT-proBNP) and cardiac troponin in acute HF. A variety of neuro-hormones (e.g., renin, angiotensin (AT), aldosterone, etc.) readily induce HF. Moreover, phosphate diesterase (PDE) degrades cGMP, which could lead to chronic HF; PDE9 and PDE5, respectively, degrade ANP- or BNP-formed and NO-derived cGMP. Of particular interest, anemia (hemoglobin <10 mg/dl) is prevalent in HF population, showing enhanced mortality.

Major CVD Risks

The classical CVD risk factors include hyperlipidemia, hypertension, and obesity/diabetes. The newer risk factors for instance include homocysteine, fibrinogen (FBG), impaired fibrinolysis, increased platelet reactivity, hypercoagulability, Lp[a], small dense low-density lipoprotein cholesterol (LDL-C), and inflammatoryinfectious markers. In recent developments, the common causal risk factors for CHD include BMI, LDL-C, TG, IL-6R, Lp[a], and IL-1. In contrast, C-reactive protein (CRP), homocysteine, HDL-C, and lipoprotein-associated phospholipase A2 are not strongly included as factors, since HDL-C increases and phospholipase A2 inhibition do not significantly correlate to CVD reduction.

In another categorization, modifiable CVD risks include healthy diet, obesity, smoking, physical activity, hyperlipidemia, elevated blood pressure, metabolic syndrome, or diabetes mellitus. By contrast, aging, ethnicity, gender, blood type, and genetics are not modifiable. Male gender is generally more susceptible, but postmenopausal women have enhanced risk than men.

Major CVD risks are summarized in Figure 1 (left panel). Among which, interactions exist among risks such as oxidative stress/ inflammation axis, inflammation/thrombosis loops, and obesity/ diabetes cross-talks, all driving CVD progression. As part of metabolic syndrome, CVD significantly overlaps with other members including diabetes, obesity, and non-alcoholic fatty liver disease. The genetic factors often complicate CVD risks (please refer to [19,20]). Genetic testing is highly recommended, which prompts earlier prevention including those modifiable risks such as lifestyle improvements.