Deep Brain Stimulation for Treatment-Resistant Schizophrenia: A Systematic Review

Research Article

J Schizophr Res. 2022; 8(1): 1043.

Deep Brain Stimulation for Treatment-Resistant Schizophrenia: A Systematic Review

Saadon JR¹, Wang C¹, Razzaq B¹, Kuhia RL¹, Cleri NA¹, Egnor M¹, Mofakham S1,2 and Mikell CB¹*

1Department of Neurosurgery, Renaissance School of Medicine at Stony Brook University, USA

2Department of Electrical and Computer Engineering, Stony Brook University, USA

*Corresponding author: Charles B. Mikell, Clinical Assistant Professor of Neurological Surgery, Department of Neurological Surgery, Stony Brook University Hospital, 101 Nicolls Road, Stony Brook, NY 11794, USA

Received: July 08, 2022; Accepted: August 15, 2022; Published: August 22, 2022

Abstract

Background: Resistance to treatment characterizes a substantial portion of patients with schizophrenia. Without adequate symptom control from medication, these patients are left with few therapeutic options.

Objective: Given the recent success of Deep Brain Stimulation (DBS) in treatment-refractory neuropsychiatric disorders such as depression, obsessivecompulsive disorder, substance use disorder, and Tourette syndrome, we reviewed the existing evidence for DBS in schizophrenia.

Methods: We searched PubMed and MEDLINE for articles and conducted a systematic review on DBS as a treatment for schizophrenia in line with the PRISMA-P 2020 guidelines.

Results: After the search and screening process, we reviewed a total of three articles with eleven patients implanted. The nucleus accumbens (n = 3), subgenual anterior cingulate cortex (n = 4), habenula (n = 2), and substantia nigra pars reticulata (n = 1) were all targeted for stimulation. Stimulation resulted in symptom reduction on respective outcome measures in nine of ten patients stimulated (one patient was explanted without stimulation). There were ten adverse events across the eleven procedures and five of these were deemed serious adverse events, comparable to other reports of DBS. Three of these events occurred in the same patient, while one event coincided with a patient’s discontinuation of their own antipsychotic regimen. None resulted in permanent harm.

Conclusion: Despite a limited experience, DBS is likely safe, and potentially effective in patients with refractory schizophrenia. Further investigation is necessary to establish ideal targets for stimulation.

Keywords: Deep brain stimulation (DBS); Schizophrenia; Nucleus accumbens; Substantia nigra

Introduction

Schizophrenia is a chronic, debilitating psychiatric disorder affecting over 20 million people worldwide [1]. The diagnosis of schizophrenia requires two or more of the following characteristics: 1) delusions, 2) hallucinations, 3) disorganized speech, 4) disorganized or catatonic behavior, and 5) negative symptoms such as flat affect or avolition, with at least one of the first three characteristics present [2]. Many patients typically exhibit considerable morbidity as their disease can cause cognitive impairment [3], strain interpersonal relationships [4], and is often associated with other psychiatric illnesses [5-8]. Additionally, the rates of all-cause mortality, naturalcause mortality, and suicide are higher in this population [9,10].

Historically, the proposed pathophysiology of schizophrenia has centered around disordered dopamine regulation [11-13]. More specifically, a hyperdopaminergic mesolimbic pathway and hypodopaminergic mesocortical pathway are thought to cause the positive and negative symptoms, respectively [14,15]. First-line treatment for schizophrenia is with antipsychotic medication, often taken chronically to prevent psychotic episodes [16]. The original antipsychotics (typical antipsychotics), are D2 receptor antagonists and treat only the positive symptoms of schizophrenia. Second-generation antipsychotics, also known as atypical, generally demonstrate a decreased affinity for D2 receptors while also affecting serotonergic, cholinergic, and adrenergic synapses [17]. However, pharmacologic treatment is not without its drawbacks as many antipsychotics display metabolic, cardiovascular, endocrine, and neurological side effects that can impact patient adherence or necessitate discontinuation of a medication that effectively treats their disease.

Approximately 10-30% of schizophrenic individuals are deemed treatment-resistant [18-20], meaning they failed two or more trials of an antipsychotic [21]. These patients are often started on clozapine, the most effective antipsychotic drug available. Clozapine is only indicated for refractory schizophrenia because it can cause agranulocytosis, a dangerously low level of white blood cells in the blood [22]. Even so, only about a third of patients will demonstrate a response to clozapine [23,24]. Those who do not respond adequately or cannot tolerate clozapine are then left with few alternatives. Because of the exorbitant societal burden that comes with both controlling patients’ symptoms and managing the psychosocial factors influenced by their disease, there is a continued need to find better methods for controlling schizophrenia symptoms [25].

Since many symptoms are associated with dysregulation of the dopamine system, potential treatments may include targeting of dopaminergic brain regions. Among the more intriguing, nonpharmacologic options for treatment-resistant schizophrenia are neuromodulatory methods such as Deep Brain Stimulation (DBS). Originally indicated for symptomatic improvement in movement disorders such as Parkinson’s Disease and essential tremor, potential therapeutic applications of this technique have grown in recent years to include neuropsychiatric conditions like depression [26], Obsessive-Compulsive Disorder (OCD) [27], substance use disorder [28,29], and Tourette syndrome [30,31].

Aside from its success in other psychiatric disorders, DBS offers an opportunity to directly modulate aberrant circuits in schizophrenia. In animal models of Parkinson’s disease, DBS prevented pathological oscillations associated with the disease and restored normal neuronal activity [32,33]. Multiple lines of evidence have demonstrated aberrant electroencephalographic (EEG) activity in schizophrenia patients across several frequency bands during both cognitive tasks and at rest [34-36]. The most frequently observed differences are in the gamma band, the dominant frequency for local, cortical network communication [37]. Interestingly, task-based studies revealed decreases in gamma power and synchronization in schizophrenia [34,38], whereas investigations of resting-state EEG found increased gamma power [39-41]. Thus, the utility of DBS may lie in its ability to interfere with this aberrant activity and restore more normal oscillatory patterns.

However, few studies have investigated DBS as a therapeutic option for schizophrenia. A single report from the 1950s described intense feelings of rage and fear during stimulation of the amygdala in a patient with schizophrenia [42], yet no further research had been published until the last few years. In this review, we examined the current literature on DBS as a treatment for refractory schizophrenia and emphasize the need for larger, randomized controlled trials to evaluate treatment efficacy. We also summarize existing information on potential targets and suggest the nucleus accumbens (NAc) and substantia nigra pars reticulata (SNr) as structures warranting further investigation.

Methods

Search Strategy

This study was performed according to the Preferred Reporting Items for Systematic reviews and Meta-Analyses Protocols (PRISMA-P) 2020 statement standards [43]. Online databases, PubMed and MEDLINE, were searched for relevant studies in early November 2021 utilizing appropriate Boolean modifiers. Our exact search terms were “Deep Brain Stimulation” OR “DBS” AND “Schizophrenia.” Two independent researchers screened and selected relevant articles based on title and abstract. Relevant articles were then screened for eligibility criteria. We also screened several reviews we encountered during our search, namely Mikell et al. [44], Mikell et al. [45], and Agarwal et al. [46].

Eligibility Criteria

We excluded articles on disorders other than schizophrenia, treatments other than DBS, non-human studies, and review articles. All remaining articles were peer-reviewed, original case reports, case series, or randomized trials written in English. No titles were excluded based on the date of publication.

Data Extraction

Two authors compiled a list of citations after screening the titles and abstracts. After discussing and agreeing on the eligibility criteria, the two authors independently reviewed the full-text articles that met the criteria. Information regarding the study design, participant characteristics, location of targets, duration of stimulation and followup, and outcome measures were extracted for comparison. Given the small number of patients across the eligible studies, we were unable to quantitatively assess the strength of evidence.

Three scales were used as primary endpoints for the studies included, namely the Positive and Negative Syndrome Scale (PANSS), Brief Psychiatric Rating Scale (BPRS), and Scale for the Assessment of Negative Symptoms (SANS). The PANSS is a 30-item scale consisting of positive symptoms, negative symptoms, and general psychopathology subscales. Each item is given a rating between one and seven, with higher scores representing more severe symptoms [47]. The BPRS evaluates up to 24 psychotic symptoms, each of which is scored from one to seven based on symptom severity [48]. Finally, the SANS measures negative symptoms on a 25-item scale scored from zero to five for each item [49].

Quality Assessment

Two authors independently assessed the risk of bias for the outcomes of each study in accordance with AHRQ guidelines [50].

Results

Study Selection

Our search of the literature in PubMed and MEDLINE yielded a total of 238 titles (120 and 118, respectively). We found no additional articles from other sources. After removing duplicates, 120 titles remained. Six articles were selected after screening based on their titles and abstracts. One case report [51] contained data from a patient that was also reported in a randomized trial [52], and therefore, was excluded. Another study [53] did not evaluate DBS as a treatment for schizophrenia. Finally, a third article [54] featured a patient with both OCD and schizophrenia, but investigated DBS in the context of their OCD symptoms. Thus, three articles met our eligibility criteria (Figure 1).