A Study on Sustainability of Agro-ecosystems in Bulgaria

Research Article

Ann Agric Crop Sci. 2019; 4(3): 1050.

A Study on Sustainability of Agro-ecosystems in Bulgaria

Bachev H*

Institute of Agricultural Economics, Bulgaria

*Corresponding author: Hrabrin Bachev, Institute of Agricultural Economics, 125 “Tzarigradsko shose” Blvd, Block 1, 1113 Sofia, Bulgaria

Received: October 16, 2019; Accepted: November 07, 2019; Published: November 14, 2019

Abstract

This study tries to fill the gap in theory and practice and assesses the sustainability level of agro-ecosystems using the case of Bulgaria. First, a holistic hierarchical framework for assessing integral, economic, social and ecological sustainability of agro-ecosystems in Bulgaria is suggested including 17 principles, 35 criteria, and 46 indicators and reference values. After that, an assessment is made on overall and aspects sustainability of large (agro) ecosystems in North-Central, South-Eastern, South-Central and South-Western geographic regions, and particular main and specific types of agro-ecosystems of the country-mountainous, plain-mountainous, plain, riparian (Struma, Maritza, Yantra), southern Black Sea, mountainous area with natural constraints, nonmountainous area with natural constraints, protected areas and reserves, Western Thracian Plain, Middle Danube Plain, Dupnitsa and Sandansko-Petrich Valley, Sredna Gora Mountains and Western Rila Mountains. The assessment is based on first-hand information collected though in-depth interviews with the managers of “typical” farms in the respective ago-ecosystems.

The study has found out that there is a considerable differentiation in the level of integral sustainability in agricultural ecosystems of different types. Furthermore, there are substantial variations in the levels of economic, social and ecological sustainability of agro-ecosystems of different type, and the critical indicators enhancing or deterring overall and particular sustainability of individual agro-ecosystems. Results of the integral agrarian sustainability level of this study, based on the micro agro-ecosystem (farm) data, are similar to the previous assessment based on the aggregate sectoral (statistical, etc.) data. There are large differences in the impact of socio-economic, institutional, behavioral, international, natural, etc. factors and individual public policy instruments on the sustainability of farming enterprises of different types and agro-ecosystems.

Keywords: Agro-ecosystem; Sustainability; Assessment; Economic, Social; Ecological; Bulgaria

Introduction

The issue of assessment of sustainability of agricultural systems of various type is among the most topical for last decades [1-18].

Agro-ecosystems are ecosystems associated with agricultural (farming) activity and according to their specific characteristics and levels of analysis, the borders of an individual agro-ecosystem could be a part of a separate farm (e.g. a cultivated parcel, a meadow, a pond), located in numerous farms, or most commonly cover a larger region(s) of a country or beyond. Moreover, the individual agroecosystem could include, be a part, or overlap with other ecosystemsdryland, mountain, coastal, urban, etc.

In recent years, an “ecosystem approach” has been increasingly incorporated in the management and evaluation of sustainability levels [19-28]. Despite enormous progress in the theory and practice of this new evolving area, still there is no consensus on how to assess the sustainability of agro-ecosystems due to diverse understandings, approaches, methods, employed data, etc.

In Bulgaria comprehensive sustainability assessments are mostly on sectoral [7] or farm [29,19] levels while there is practically no indepth study on sustainability agro-ecosystems.

The goal of this paper is to assess the sustainability level of agroecosystems of different type in Bulgaria.

Methodology and Data

In order to assess sustainability level of agro-ecosystems in Bulgaria a hierarchical system is developed including 17 principles, 35 criteria, and 46 indicators and reference values. Principles are the highest hierarchical level associated with the “universal” functions of agricultural system and represent the state of sustainability in 3 main pillars (aspects) of sustainability - economic, social, and ecological. Criteria represent a resultant state when the relevant principle is realized. Indicators are quantitative and qualitative variables of different types (behavior, activity, input, effect, impact), which can be assessed allowing the measurement of compliance with particular criteria. Reference Values are the desirable levels (absolute, relative, qualitative) for each indicator according to the specific conditions of each agro-ecosystem, which assist the assessment giving guidance for achieving (maintaining, improving) sustainability.

We have examined the available academic research, official documents, and experience in Bulgaria and other countries, and have carried out numerous consultations with leading national and international experts in the area. On this basis, a system that includes principles, criteria, indicators, and reference values relevant to contemporary conditions in Bulgaria has been formulated. An expert panel was set up with ten leading experts in the country discussed and evaluated the importance of the proposed principles, criteria, indicators, and reference values, and selected most appropriate to the contemporary conditions in Bulgaria. A number of criteria were used in selecting indicators: relevance to reflecting aspects of sustainability; discriminatory power in time and space; analytical soundness; intelligibility and synonymy; measurability, governance and policy relevance; and practical applicability [14].

In Bulgaria, such as in the most countries, there are no official data for calculating socio-economic and (some parts of) ecological indicators at agro-ecosystem level. Agro-ecosystems are the ecosystems associated with the farming activity and the individual farm is the first level for governing of agrarian sustainability [30].

In order to assess the level of sustainability of agro-ecosystems in the country in-depth interviews with the managers of 80 farms of different types and locations in 4 major regions of Bulgaria were held in 2017. Following criteria were used for the selection of areas for farm surveys: major administrative and geographic regions- Eastern, Northern, Western and Southern Bulgaria respectively North-Central, South-Eastern, South-Central and South-Western administrative and geographic regions of the country representing distinctive large (agro)ecosystems; particular main types and specific (agro) ecosystems in the country - mountainous, plain-mountainous, plain, riparian (Struma, Maritza, Yantra), southern Black Sea, mountainous area with natural constraints, non-mountainous area with natural constraints, protected areas and reserves, Western Thracian Plain, Middle Danube Plain, Dupnitsa and Sandansko- Petrich Valley, Sredna Gora Mountains and Western Rila Mountains.

In order to identify the “typical” for the different regions of the country farms, the co-operation of the main associations of farmers (National Association of Grain Producers, National Union of Gardeners, Union of Breeders, etc.), state agencies (National Agricultural Advisory Service, Executive Agency for Vine and Wine, etc.), processing, bio-certification and service organizations, and local government is used. Farmers of different types were surveyed covering the main types of farms in the regions concerned: different legal types of holdings-natural persons, sole traders, cooperatives, commercial companies, etc.; farms of different sizes-mainly for selfsufficiency, with small size for the sector, with average size for the sector, with large sizes for the sector; farms in different production specialization-arable crops, vegetables, flowers and mushrooms, perennials, grazing livestock, pigs, poultry and rabbits, mixed crops and mixed livestock breeding; farms in specific geographic and ecological locations. From farms originally identified for interviews only 5,61% were not interviewed due to the extreme occupancy, unwillingness to participate or other reasons.

During the surveys, the managers of the farms were aware with the objectives of the survey, they replied to the questions prepared in advance and discussed the main problems and challenges of sustainable agriculture in the farms and eco-systems. The duration of the interview with each participant was from several hours to a whole day, and in many cases, additional meetings and phone calls were conducted to refine and supplement the answers.

The survey includes many questions in 5 major areas: general characteristic of farms; primary information for calculating economic indicators for agrarian sustainability at agro-eco-system level; primary information for calculating social indicators for agrarian sustainability at agro-eco-system level; primary information for calculating environmental indicators for agrarian sustainability at agro-eco-system level; impact of diverse socio-economic, policies, behavioral, personal, etc. factors on farmers actions for improving agrarian sustainability and its various aspects.

After that, diverse quantitative and qualitative levels for each indicator are transformed into a unit less index of sustainability (ISi). After than the integral index for a particular criterion (SI(c)), principle (SI(p)), and aspect of sustainability (SI(a)), and the integral sustainability index (SI(o)) for each surveyed farm is calculated applying equal weight for each indicator in a particular criterion, of each criterion in a particular principle, and each principle in every aspect of sustainability.

The arithmetic averages of the indices of composite indicators, criteria and principles are calculated by the following formulas:

SI(c) = SSI(i)/n n - number of indicators in a particular criterion;

SI(p) = SSI(c)/n n - number of criteria in a particular principle;

SI(a) = SSI(p)/n n - number of principles in a particular aspect;

SI(o) = SSI(a)/3

The composite sustainability index of a particular agri-ecosystem is an arithmetic average of the indices of relevant farms belonging to that agro-ecosystem. For assessing the level of sustainability of agroecosystems, the following scale defined by the experts is used:

Index range 0,85-1 for a high level of sustainability; Index range 0.50-0,84 for a good level of sustainability; Index range 0,25-0,49 for a satisfactory level of sustainability; Index range 0,12-0,24 for an unsatisfactory level of sustainability; Index range 0-0,11 for nonsustainable.

General Characteristic of the Questionnaire Farms

The survey was conducted in the period April-November 2017 and covered 80 farmers from five administrative districts of the country-Pazardjik, Plovdiv, Kjustendil, Blagoevgrad, Bourgas and Veliko Tarnovo.

The majorities of the surveyed holdings are unregistered farms of individuals, mostly small, and specialize in mixed plant-animal farms and perennial farms. Most of the studied farms are located in South Central and South-West geographical and administrative regions, and in mostly plane and plane-mountain areas of the country. One quarter of the farms surveyed is in the Thracian Lowland. Each fifth is located in valleys of different kind-Danube plain, Dupnitsa valley and Sandanski-Petrich valley. In riverside ecosystems of different types (Maritsa, Struma and Yantra), there are about 36% of the farms surveyed and in the seaside area - every tenth farm.

The owners or managers of the majority of farms surveyed are men and in active working age from 41 to 65 years. Such gender and age structure of managers (owners) will manage the majority of Bulgarian farms in the near 10-15 years and will contribute to one or other level of their sustainability. The majority of respondents are between age from 56 to 65, which is an indicator of both their life and professional experience and the worrying aging of the employed in our agriculture.

Most of the farms surveyed have a relatively long life-over 15 years and only 10% with a short development period from 2 to 5 years. This is an indicator that the majority of farms have sufficient effective management experience and sustainability. Most of the farmers surveyed indicate that the period they are taking care of improving the sustainability of the farm is over 6 years, the majority of them are in the group with long experience over 15 years. There is a correlation between the duration of the existence of the farms and the period during which the farms take care to improve their sustainability. Moreover, with the increase in the duration of the existence of the farm, the proportion of farms with an effective care to improve their sustainability increases. All this shows that the practical problem of “agrarian sustainability” is not new. However, the question is whether farms know and to what extent they respect the principles of sustainable agriculture.

The knowledge of the main socio-economic and environmental challenges and the basic principles of sustainable agriculture is the basis for effective management of agrarian sustainability. Our largescale survey found that according to the majority of farms in the country, they are located in areas with “normal” economic, social and environmental problems. However, a significant part of them is in the areas with “big” or “extreme” economic, social and environmental challenges. One third of the managers say that their farm is located in an area with “small” or “no” ecological problems, while the share of farms with similar economic and social problems is smaller. The share of managers who are not familiar with the character or cannot assess the level of socio-economic and environmental problems in the area where their farm is located is not low. The greatest concern is farmers’ competence with regard to the ecological problems in the area, followed by social and economic challenges.

Our study found that the majority of the managers of the surveyed farms know “well” and “very well” the principles of economic, social and environmental sustainability (. At the same time, a large proportion of farmers recognize that their knowledge of the principles of social and environmental sustainability is “satisfactory” or lacking at all. The low lack of competence concerns almost half of the holdings in terms of social sustainability principles, almost every third farm in terms of environmental sustainability and about one fifth of farms for economic sustainability.

Only a small proportion of the farms surveyed increase their sustainability management capacity by hiring a consultant and this is all about getting to know the principles of environmental and economic sustainability. The relatively high (internal) potential for managing the different aspects of sustainability are cooperative farms, where everyone knows “well” or “very well” the principles of economic and social sustainability, and a significant part of them know the principles of environmental sustainability. At the same time, 16.67% of these farms “use a consultant” to improve their environmental sustainability competence.

All of the sole traders know well or very well the principles of economic sustainability and three-quarters of them - the principles of environmental sustainability. About 12% of these types of farms hire a consultant in order to improve the economic sustainability. The majority of sole traders also know well or very well the principles of social sustainability. However, 37.5% of them report that their knowledge about the principles of social sustainability is not good. The majority of commercial companies know well or very well, the principles of economic and environmental sustainability, but only slightly more than half of them have a similar level of competence with respect to the principles of social sustainability. Every tenth of this type of farms also use an external consultant to enhance its environmental sustainability competence. Two thirds of individuals are highly competent in terms of economic sustainability principles, and 40% of them are competent in terms of environmental sustainability. At the same time, nearly three quarters (73.33%) of this type of farms are not well aware of the principles of social sustainability.

Competence of sustainability principles grows together with farm size and, as a rule; larger farms are better acquainted with economic, social and environmental sustainability. At the same time, 7.69% of medium-sized farms hire a consultant to increase their knowledge of economic sustainability and 15.38% of environmental sustainability. At the same time, it is worrying that none of the farms that are primarily for self-sufficiency knows well the principles of economic, social and environmental sustainability. This group of producers represents a significant part of all farms in the country and is an important factor in improving the socio-economic and environmental sustainability of agriculture. There is also a differentiation of competence with respect to the principles of sustainability and depending on the production specialization of farms. In all categories of farms, a high level of knowledge of the principles of economic sustainability is typical of all or a majority of them. Exceptions are only farms with plant breeding specialization, where each second farm is not well aware with the principles of economic sustainability. Half of pig, poultry and rabbit farms also have a consultant to improve their competence in terms of economic sustainability.

Knowledge of the principles of ecological sustainability is high in farms specializing in field plants, perennial crops, mixed crops, mixed crops and grazing livestock, while in farms with other specialization the share of those with low ecological competence is significant. Each fifth of field plants farms improves their ecological sustainability capacity by hiring a consultant, similar to 11.11% of those in perennial crops. Knowing the principles of social sustainability is good in most of the farms specializing in field plants, mixed plant growing and perennial crops. For farms in other production specialization, the share of highly competence in social sustainability is low, and for farms with vegetables, flowers and mushrooms, and those in mixed livestock farming, their share is zero.

Farms located in predominantly plain and plain-mountain areas and those in non-mountainous areas with natural constraints have a better knowledge of the principles of economic, social and environmental sustainability. On the other hand, farms located in predominantly mountainous areas, in mountainous areas with natural constraints and those with landscapes in protected areas and territories have a relatively small part highly competence in the principles of sustainability. Some of the farms located in mountainous regions improve their economic and ecological sustainability by employing a consultant-respectively 6.67% and 13.33% of all farms in this group.

Finally, all the farms surveyed in the South-East region know well or very well the economic, social and ecological principles of agrarian sustainability. Competence for economic sustainability is high in most of the farms in the other studied regions of the country. Most of the farms in the North-Central region are well informed about environmental sustainability while in the South-West region they are a minority. In addition, knowing the principles of social sustainability is not good at the majority of farms in the South-Central and South- West regions of the country. Consultants in order to improve the knowledge of sustainable agriculture use 13.5% and 6.25% of farms in the South-West and South-Central region in terms of ecological aspects and 6.25% of farms in the South Central Region in terms of economic sustainability. Therefore, in the future, greater efforts should be made in order to improve the farmers’ competence in low-culture groups with regard to the principles of agrarian sustainability through training, counselling, advices, exchange of positive experiences, etc.

Competence about the principles of agrarian sustainability is necessary but not a sufficient condition for its effective management. Due to incomplete knowledge and various other economic, technological, agronomic, behavioural, etc. reasons, and at different times, farmers do not always strictly apply the principles of sustainable agriculture. Our study found that, according to the majority of farm managers, they comply “strict” or “good” principles of economic, ecological and social sustainability [31,32]. However, a significant part of the farms respects the principles of social, economic and environmental sustainability only “satisfactory”. Moreover, some farms point that they do not “follow” such principles (which reach 6% of the total number of farms in terms of social sustainability), or “only follow if there are sanctions” (up to 8% ecological sustainability).

The principles of agrarian sustainability are applied to the greatest extent in the general management of farms in cooperatives and commercial companies. Around 8% of cooperatives apply the principles of environmental sustainability only if there are sanctions. A comparatively smaller proportion of sole traders and natural persons apply the principles of social sustainability to a high degree. Many natural persons follow the principles of sustainable agriculture only if there are sanctions - 9% for environmental sustainability, 5% for economic sustainability and 5% for social sustainability. These data show that sanctions by the state, local authorities, owners, members, etc. generate economic behaviour to improve environmental sustainability in certain groups of farms such as cooperatives and natural persons.

The application of sustainability principles grows with farm sizes and as a rule, larger farms are better of economic, social and environmental sustainability. Compliance with the diversity of sustainability principles is the most common among farms specializing in field plants, grazing livestock and mixed plant breeding and mixed plant-growing farms. However, the quoted study also found that for all groups of holdings, the proportion of those who respect well or strictly, the principles of agrarian sustainability exceed the proportion of those who know well or very well these principles. Therefore, the question is how much some of the farms apply effective principles that they themselves do not know well.

Overall Level of Sustainability in Analyzed Agro-Ecosystems

The multi-indicator assessment of agricultural sustainability level in the four analyzed regions shows that the integral indicator of overall sustainability is 0,58, which expresses a good sustainability level of agriculture (Figure 1). The biggest value has the indicator of economic sustainability (0,64), the social sustainability shows lower value (0,57) and the ecological sustainability is close to the unsatisfying value level (0,53). Therefore, the improvement of the last two indicators is critical for maintaining the good agricultural sustainability of the country.